Privacy Policy

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 Our Commitment to Privacy At Rockwell Financial Group (“RFG”) we are committed to safeguarding the confidential information of our clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of these services provided by RFG. We only disclose information to nonaffiliated third parties as permitted by law. As you know, we use health and/or financial information that you provide to us to help you meet your personal financial goals while guarding against any real or perceived infringements of your rights of privacy. Our policy with respect to personal information about you is listed below. 

       • How we protect personal information. We limit employee and agent access to information only to those who have a business or professional reason for knowing, and only to affiliated and/or non affiliated parties as permitted by law (for example, federal regulations permit us to share a limited amount of information about you with our clearing agents in order to execute securities transactions on your behalf, or so that our firm can discuss your financial situation with your accountant, attorney and other designated professionals.) RFG maintains physical, electronic and procedural safeguards to protect the securities and confidentiality of your information. 

       • Types of information we collect. The categories of nonpublic personal information that we collect from your account applications or other forms, in interviews, or by other means depends upon the scope of the client engagement. It will include information about your personal finances and profile (social security number, annual income and net worth, planning process (insurance applications), and information about transactions between you and third parties (trading history and account balances.)